Advisory Services Managers/ Senior Managers - Financial Services Office - Bank Holding Company - Bank Regulatory Compliance for Global Advisory Firm
New York, New York
Our client's Financial Services Office (FSO) is a unique, industry-focused business unit that provides a broad range of integrated services that leverage deep industry experience with strong functional capability and product knowledge. FSO’s Advisory practice provides integrated advisory services to financial institutions and other capital markets participants, including commercial banks, investment banks, broker-dealers, asset managers (traditional and alternative), insurance and energy trading companies, and other organizations. The service offerings provided by the Advisory practice include: market, credit and operational risk management, regulatory advisory, quantitative advisory, structured finance transaction, actuarial advisory, technology enablement, risk and security, program advisory, global treasury and process and controls. The Advisory team includes individuals who have deep industry, product and client knowledge.
Within the FSO’s Advisory Services practice, the Financial Services Risk Management (FSRM) group provides integrated risk management advisory services to leading Investment Banks, Commercial Banks, Asset Managers, Insurance Companies, Energy Companies, and the Corporate Treasury functions of leading Fortune 500 Companies on a global basis. FSRM engagement teams provide clients with recommendations to help identify, measure, manage and monitor the market, credit, operational, and regulatory risks associated with their trading, asset-liability management, capital management and other capital markets activities.
FSRM employs individuals with financial services risk management, trading, regulatory, quantitative, technology, operations and accounting backgrounds. The breadth of the experiences of the FSRM professionals enables the practice to coordinate the delivery of a broad array of risk management services to capital market participants throughout the world in a well integrated manner.
The Bank Holding Company - Bank Regulatory Compliance (“BHC”) Team focuses on services to financial services organizations that address: bank holding company inspection requirements, bank supervisory standards, retail bank compliance, and bank regulatory reporting requirements.
Responsibilities
Advise clients on a variety of regulatory advisory services that help meet bank holding company and banking compliance requirements.
Research emerging trends, regulatory guidance, and best practices.
Critically analyze policies, procedures, people, processes, and systems used by financial institutions to meet bank regulatory requirements and expectations.
Design and implement quality, practical business approaches.
Qualifications
To qualify, candidates must have:
• a bachelor's degree and approximately 8 years of related work experience; or a master's degree and approximately 7 years of related work experience
• a degree in finance, economics, accounting, engineering or a related discipline; MBA or MS preferred
• a minimum of 6+ years of relevant experience with federal banking agency (Federal Reserve, Office of the Comptroller of the Currency, Office of Thrift Supervision)
• knowledge of accounting, regulatory reporting and/or regulatory reporting software packages, as well as bank compliance practices
• experience with the design, development and implementation of internal controls for financial services business processes a plus
• strong written and verbal communication skills for report writing and client presentations
• analytical skills; specifically, the ability to assess and decompose financial services industry processes utilizing a risk and control focus
• effective leadership, project management and teamwork skills
• prior experience in consulting preferred
All candidates must have the ability for 25-40% travel.
please email all resumes to meita@mindstaff.com for prompt consideration